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Securities

  1. AA Stocks application
  2. Account Opening Form-Corp
  3. Account Opening Form-Individual
  4. Change of Client's Particular
  5. Clients Agreement
  6. Consent Letter on Northbound China Stock Connect Orders_v2018
  7. CRS Declaration
  8. CRS-Entity
  9. CRS-Individual
  10. eTransmission Service Maintenance Form
  11. Guarantee
  12. Instruction of Authorized Person
  13. Internet Trading Account Application Form
  14. Limited Company Mandate (For Cash Account)
  15. Limited Company Mandate
  16. Notice of Account╱Service Termination
  17. Risk disclosure statement
  18. Risks Confirmation
  19. Request for Account Statement Copy╱Account Balance Confirmation
  20. SI Input Request Form
  21. ISI Input Request Form
  22. Stock Withdrawal Form
  23. Client Consents - CID and OTC Securities Reporting Regime