852-2853 2288

Securities Trading Fees (Hong Kong Market Only)

Updated on 02-08-2021

(A)

Trade-related Fees

Rated

Minimum

Maximum

 

1.

Brokerage Commission #

 

 

 

-

Cash/Margin Trading Account

0.2500%

$100.00

N/A

 

2.

Investor Compensation levy

N/A

 

 

 

3.

Transaction levy to SFC

0.0027%

 

 

 

4.

Trading fee to SEHK

0.0050%

 

 

 

5.

Stock Settlement fees

0.0100%

$2.5

 

 

6.

Trading tariff to SEHK

Waived

 

 

 

7.

Stamp duty (round up to the nearest dollar)

0.1300%

 

 

 

(B)

Script Handling and Settlement-related Fees

 

1.

Money settlement fee (RVP, etc) 

$200.00

per entry

 

 

2.

Physical scrip deposit fee

Waived

 

 

 

3.

Physical scrip withdrawal fee

per lot

 

 

 

 

a. CCASS fee

$3.50

 

 

 

 

b. Sanfull Handling fee

$1.00

$50.00

 

 

4.

Transfer deed stamp duty (physical script deposit)

$5.00

 

 

5.

Settlement Instructions fee

0.0080%

$50.00

 

 

6.

Investor Settlement Instructions fee

per entry

$5.00

 

 

7.

Compulsory share buy-back fee

at cost

plus 0.25% commission and Settlement Instruction Fee

 

(C)

Account Maintenance

 

 

1.

Custody fee

Free

 

 

 

2.

Dormant Account fee (no trading activities in past 12 months)

 

 

 

 

 

a.

Via Post (HK only)

$180.00

for 12 months

 

 

 

b.

Via Email

$100.00

for 12 months

 

 

3.

Deposit fee 

Waived

 

 

 

4.

Stock segregated account with CCASS statement 

$240.00

for 12 months

 

 

5.

Real time price quote fee

   

 

 

 

a. standard

$365.00

per month

 

 

 

b. professional

$390.00

per month

 

 

6.

Interest Rate

 

 

 

a.

Cash account overdue penalty interest *

P + 9.00% or above

 

 

 

b.

Margin account financing charges *

P + 3.50% or above

 

 

7.

Monthly statement mail fee (monthly)

 

 

 

a.

Hong Kong address

$50.00

per month

 

 

 

b.

Foreign address

$100.00

per month

 

 

(D)

Nominee services / Corporate actions 

 

 

1.

Registration and Script Fee

    $20.00

Minimum

 

 

 

a. In the name of HKSCC Nominee Limited-at book-close dates

$2.00

per lot

 

 

 

b. In the name of client

$5.00

per lot, minimum $50

 

 

2.

Scrip fee on the delisting of securities of issuers under liquidation 

at cost

plus $50.00

 

 

3.

Collection of cash/scrip dividends 

0.5000%

$20.00

 

 

4.

Collection of bonus issues 

$1.50

per lot plus $50.00

 

 

5.

Rights issue 

 

 

 

a.

Rights issues entitlement charge 

Waived

 

 

 

 

b.

Takeover or Privatisation

$1.00

per lot plus $20.00

 

 

 

c.

Takeover or Privatisation/ Share consolidation / split

0.1380%

$88.00

 

 

 

d.

Convertible securities / warrant conversion 

$1.00

per lot plus $20.00

 

 

6.

Securities subscription fee

 

 

 

a.

Handling charges

   

 

 

 

i.

Apply by cash (nominee application)

$40.00

  per application

 

 

 

ii.

Apply by margin (nominee application)

$100.00

  per application

 

 

 

b.

Financing charges

Negotiable

 

 

 

(E)

Other fees 

 

 

1.

Banking service charges 

 

 

 

a.

Stop Payment

$200.00

per cheque

 

 

 

a.

Dishonored client cheque

$25.00

per cheque

 

 

 

b.

Cashier Order / Chats Payment

$300.00

per entry

 

 

2.

Unclaimed benefit entitlement 

 

 

 

a.

CCASS charge

$200.00

per distribution period

 

 

 

b.

Confirmation letter from Registrar (if applicable)

$300.00

per claim

 

 

 

c.

Transaction Document copies and Handling Fee (maximum 100 pages)

$250.00

per claim

 

 

3.

Stock balance or account confirmation 

$200.00

per certificate

 

 

4.

Copies of transaction documents (maximum 20 pages)

    a. Within past 3 months $100.00 per statement  

 

 

b. Within past 4 to 12 months

$150.00

per statement

 

 

 

c. Over past 12 months

$300.00

per statement

 

 

5.

Intra-account transfers (from cash a/c to margin a/c or vice versa) 

Free

 

 

 

(F)

Account Number

 

 

Hang Seng Bank: 024-262-238223-001

 

 

 

 

HSBC: 004-172-369738-001

 

 

 

 

Bank of China: 012-875-1-138588-4

 

 

Remarks:

- above fees and charges are subject to change from Sanfull Securities without prior notice

- per lot means per board or odd lot

- P means Prime rate or our Cost of Fund (whichever is higher)

* Financing rate is subject to the overall quality of shares and market condition

* Rate change due to default or penalty is subject to review and changes without advance notice

# Commission rate starts from 0.25% and is negotiable for clients with large and excessive transaction volume