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Scope of Services

Sanfull Securities Limited / Sanfull Futures Limited is two independent operating companies, if clients want to invest in securities or futures, must be open a separate account in two companies.

Sanfull Securities Limited
( SFC Central Entity Number：AAC648, Regulated Activities License：Dealing in Securities(Type 1))

Sanfull Securities Limited operates a full-service brokerage catering to local retail clients. It also provide margin facilities to clients requiring more flexibility investment arrangement.

To fulfill the regulatory requirement, we are required to state clearly the scope of services available to our clients. Please be advised that Sanfull Securities currently does not offer the following products and services:

  • Futures Trading (if clients want to invest in futures trading, please contact Sanfull Futures Limited to open a futures trading account)
  • Stocks option trading
  • Leveraged Foreign Exchange Trading
  • Short Selling in Hong Kong ("HK") / Shanghai Stock Exchange ("SSE") / Shenzhen Stock Exchange ("SZSE") China Connect Securities
  • Stock Borrowing and Lending Services in HK /SSE / SZSE China Connect Securities

 

Sanfull Futures Limited
( SFC Central Entity Number：APX230, Regulated Activities License：Futures Trading(Type 2))

Sanfull Futures Limited develops business on variety of futures products, such as Futures Index and Futures Options of HKEX, providing clients a convenient way make their investment choice.

To fulfill the regulatory requirement, we are required to state clearly the scope of services available to our clients. Please be advised that Sanfull Futures currently does not offer the following products and services:

  • Securities Trading (if clients want to invest in futures trading, please contact Sanfull Securities Limited to open a securities trading account)
  • Leveraged Foreign Exchange Trading

 

Electronic Trading Platform

Sanfull Securities / Sanfull Futures has established an efficient Electronic Trading Platform, providing clients a convenient way to make investments in Hong Kong Securities and Futures Market.

 

Nominee Services

With the establishment of The Hong Kong Securities and Clearing Corporation Limited, securities clearing and settlement of all securities transactions are handled through the account of Sanfull Securities under the HKSCC. Therefore, all securities purchased will also be deposited into Sanfull Securities's account under HKSCC's custody. As such, we also provide a full nominee service to our clients.

 

Corporate Finance

With the company's continuous business expansion, Sanfull Securities has actively participating in the role as being co-manager, co-sponser and underwriter for listed companies.

 

Clientete

Sanfull Securities / Sanfull Futures has a wide customer base comprising of mostly local retail investors. All clients are served by designated Account Executive. Our Account executives possess a strong experience in the securities/Futures field and they provide full range of services to our clients including professional advice suitable for each individual client. Over the years, Sanfull has gained trust and confidence from our clients. Moreover, with the support given by institutional investors, listed companies and investment fund companies, Sanfull will continue to achieve growth